Series 63 Tutor
Series 63 Exam - Materials for the Exam - A Series 63 Tutor Tip
by Michael Weiss on 07/11/19Both Kaplan and Pass Perfect have very good materials for the series 63 exam. I would give the edge to Kaplan, though. As a Series 63 Tutor, I have my own materials for each exam that I teach including a presentation and practice questions for the Series 63 exam . Series 63 Tutors should be up to date on the latest NASAA outline and additions to model rules. In fact, NASAA's website has some great information that Series 63 Exam test takers can use as they prepare for the Series 63 Exam. Anyone who is is studying for the Series 63 exam, should go through NASAA's outline for the exam. In particular, he or she should review the ethical practices and obligations section, which gives you a very good idea of the specific topics one might see on the exam.
Series 63 Exam - Time Management
by Michael Weiss on 08/17/18While time can be an issue for any person taking any licensing exam, it is probably more of an issue for people who take the series 63 exam. People who take the series 63 exam only have 75 minutes to answer 65 questions. If a person spends too much time on any one question, that person might not be able to answer all of the questions. A Series 63 Tutor can help you manage time for this test by suggesting strategies for taking the exam. If you are having any trouble with the material for this exam, you might want to consider working with a Series 63 Tutor.
Series 63 Tutoring Tips: Canadian Broker Dealers and Agents
by Michael Weiss on 09/10/17As a Series 63 Tutor, we, of course, are very familiar with the Uniform Securities Act of 1956. This Act includes a full section dedicated to Canadian Broker Dealers and Agents. Accordingly, series 63 Students will likely see a question or two about Canadian BDs and agents.
Series 63 Tutoring Tips - Updated Series 63 Content Outline
by Michael Weiss on 05/09/17As a Series 63 Tutor, we provide tutoring based on the latest Series 63 content outline. In July of 2016, the outline was modified to put more of an emphasis on agents of a broker dealers and less of an emphasis on investment adviser and investment adviser representative. Also, new topics were added such as the areas of advertising and correspondence which includes social media, and cybersecurity and data protection. Our Series 63 tutoring process incorporates these changes.
The Importance of Broker Dealers for the Series 63 Exam
by Michael Weiss on 02/28/14Students should be familiar with the Series 63 content outline produced by NASAA. Out of 36 questions within State Securities Acts and Related Rules and Regulation, 12 questions should be on broker-dealers. That represents 33% of this section. In other words, you need to know broker-dealers well to do well on this test.